For information on becoming a member of the NYSE Alternext US LLC, contact Sonia Stewart, Assistant Director, Membership and Registration, at 212-306-1413 or sstewart@nyx.com.

Membership application materials have been grouped in the categories listed below. Select the appropriate category and download materials in Adobe Acrobat PDF, Microsoft Word or Excel file formats. Complete applications should be mailed or faxed to: NYSE Alternext US LLC Membership and Registration 86 Trinity Place, 12th Floor New York, NY 10006 Fax: 212-306-1372

Application processing fee $2,000 Fingerprinting fee (member) $45.00 Fingerprinting fee (non-broker/dealer) $25.50

NYSE Alternext Equities Trading License

NYSE Alternext Equities Trading License

NYSE Amex Options OX Rollout

NYSE Amex Options OX Rollout

86 Trinity Permit

86 Trinity Permit Application Form

Organizations Applying for Membership

Member Organization Application

Approved Person Application

Allied Member Application

Approved Person Organization Application

Application for Assignment as a Supplemental Registered Options Trader (SROT)

Clearing Services

Application for Designation as an RROT

Notice of RROT Transfer

RROT Option Selection Form

Prospective Members

Membership Application Requirements

Uniform Application for Securities Industry Registration or Transfer (Form U-4)

Membership Application Individual

Sponsor's Statement

Current Member Transfers

Membership Application Individual

Change of Trading Status Application Individual

Other Membership Transfers

Rule 342

Connectivity

Application for Proprietary Systems on Trading Floor

Colocation Application

Connectivity Guide

Customer Testing Environment Connectivity Provisioning Form

Production Connectivity Provisioning Form

Electronic Communications Application