Notices - Trader Notices

Sort by

Current 2008 2007 2006 2005 2004 2003 2002 2001 2000 1999


2008
Date Title Type
10/20/08 REG 2008-55: Final Rules by SEC on Short Sales Short Sales
10/06/08 REG 2008-49: Update on SEC Emergency Orders - SEC's Emergency Order on Short Sales in securities of certain financial firms expires at 11:59 pm ET on Wednesday October 8, 2008 Short Sales
10/01/08 REG 2008-48: SEC Extends Emergency Orders on Short Selling Short Sales
09/25/08 REG 2008-45: Further guidance on SEC Emergency Order amending Short Sale Rules Short Sales
09/24/08 REG 2008-44: SEC Emergency Order prohibiting short sales in financial firms covered securities for September 25, 2008 – attachments show updates from prior day Short Sales
09/23/08 REG 2008-43: 86 Trinity Permits (Final Notice) Short Sales
09/22/08 REG 2008-42: SEC Emergency Order Prohibiting Short Sales in Financial Firms Covered Securities for September 23, 2008 - REVISED - attachments show updates from prior day Short Sales
09/22/08 REG 2008-41: Amendments to SEC Emergency Order Prohibiting Short Sales in Financial Firms Short Sales
09/22/08 REG 2008-40: SEC Emergency Order prohibiting short sales in financial firms amended to include additional securities - READ CAREFULLY AS CHANGES ARE IMMEDIATELY EFFECTIVE Short Sales
09/19/08 REG 2008-37: SEC Emergency Order prohibiting short sales in 799 financial companies - READ CAREFULLY AS RULES ARE IMMEDIATELY EFFECTIVE Short Sales
09/18/08 REG 2008-36: SEC Emergency Order Amending Short Sale Rules - READ CAREFULLY AS RULES ARE IMMEDIATELY EFFECTIVE Short Sales
07/30/08 REG 2008-27: SEC Extends Emergency Order Imposing Restrictions on Uncovered Short Sales in Certain Securities through August 12, 2008 Short Sales
07/18/08 REG 2008-25: SEC Emergency Order Imposing Restrictions on Uncovered Short Sales in Certain Securities Short Sales