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May 9, 2003

IDC MQ Outbound as a Replacement for CMS "SPARS"

 

****IMPORTANT NOTICE****

Effective September 1, 2003 the American Stock Exchange will no longer support CMS SPARS as a means of reporting specialist (Specialist as Principal and "AWO") system equity and option transactions to their clearing firm.

Amex specialist clearing firms who currently use CMS SPARS must migrate to the IDC MQ Outbound Service as a means of capturing all specialist related equity and option transactions. The IDC MQ Outbound Service currently supports notification of all CMS SPARS equity and option transactions and will support any future new system related specialist transactions.
(See circular- IDC MQ Outbound as a Replacement for CMS "SPARS" dated October 31, 2002.)

IDC "MQ" Outbound Service message and connectivity specifications can be obtained by contacting Anthony Evangelista (SIAC) at 212 383-3818 or by e-mail at aevangel@siac.com.

Questions regarding this circular should be directed to Ed Cook either by phone at 212 306-1748 or e-mail at ecook@amex.com.