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Trader Information - Amex Notice

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Short Sale Ban Securities
Short Sale Ban Securities
Click here for a consolidated list of Covered Securities for all Exchanges.

REG 2008-44
SEC Emergency Order prohibiting short sales in financial firms covered securities for September 25, 2008 – attachments show updates from prior day

Effective September 25, 2008, the American Stock Exchange (“Amex”) identified the common equity of the listed companies specified on Attachment 1 to this notice as Covered Securities pursuant to Securities Exchange Act Release No. 58611 (September 21, 2008) (the “Order”). The Order is accessible at: http://www.sec.gov/rules/other/2008/34-58611.pdf.

This list supersedes the list that was effective for September 22, 2008 and is effective unless and until a superseding list is published.

Companies included on the list may choose to opt out of the application of the short sale prohibition by informing the Amex of that determination by email to ListingQualifications@amex.com or by phone to 212-306-1331.

Questions regarding this Notice should be directed as follows:

Listed companies:Members and member organizations:
Amex Listing Qualifications
ListingQualifications@amex.com
212.306.1331

Robert Wotczak
Managing Director Equities
robert.wotczak@amex.com
212.306.2263

Paul Dorfman
Vice President Equities
paul.dorfman@amex.com
212.306.1418
Richard Farber
Vice President
Division of Regulation & Compliance
richard.farber@amex.com
212.306.5310

Ellen O'Rourke
Director
Division of Regulation & Compliance
ellen.orourke@amex.com
212.306.1865