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Trader Information - Amex Notice

RT-015
AEMI FIX and AEMI Merged Order Logs Data and Format Updates

This notice is to inform Members and Member organizations of upcoming data changes to the AEMI Merged Order Logs (AMOL). AMOLs contain data for T+1

New Execution Qualifier Value in AMOL:

There will be a new Execution Qualifier field value in AMOL resulting from an impact to an AEMI FIX change effective March 10, 2008. for the Exchange Amex Only Orders that are submitted from off-floor via the Financial Information eXchange (FIX) protocol for all equity and ETF products.

A new Execution Qualifier with a value of 6 will be added to reflect the change.

Business Name Description and/or Valid Values Format Start Position
Execution Qualifier
0 = None
3 = ISO (InterMarket Sweep Order)
4 = CNP (Cross And Post)
6 = AOO (Amex Only Orders)
Number {1} 369

What is an Amex Only Order?

An Amex Only Order (AOO) is a round-lot or partial round-lot limit or market order to buy or sell that is posted or executed, in whole or in part, only at the Amex. In the event that any portion of an AOO would be required, under Regulation NMS, to route to another market to avoid a trade-through or a locked or crossed market, then that portion of the AOO will automatically be cancelled by Amex systems. In addition, in the event that Auto-Ex is disabled during the regular trading session, all AOOs submitted to or resting on the AEMI book will be cancelled.

The AOO provides the market participant with control over routing decisions for the order. By using this order type, the market participant is certain of either trading immediately against the contra side of the Amex market, posting all or part of the order on the AEMI order book, or the order being cancelled.

FIX specifications and change details:

Please refer to AmexTrader.com > Systems Information > Fix http://www.amex.com/amextrader/sysInfo/FIX/sysInfo_FIX_specifications.jsp.

The AMOL report distribution with AOO changes will be available to Members and Member organizations on August 25, 2008, effective trade date August 22, 2008 (20080822).

Format Change for Branch Sequence Field in AMOL

FROM:

Business Name Description and/or Valid Values Format Start Position
Branch Sequence Number Sequence number assigned to the Branch Code by the Firm (Format: NNNNNN, right aligned and left padded with zeroes Number {5} 97

TO:

Business Name Description and/or Valid Values Format Start Position
Branch Sequence Number Sequence number assigned to the Branch Code by the Firm (Format: NNNNNN, right aligned and left padded with zeroes Varchar2 {5} 97

This is to reflect incoming data format change from the data source. The report distribution with changes will be available to Members and Member organizations by September 2008.

Please make coding changes to your batch processes where impacted by the above updates.

Contacts

Support Category

AEMI Post Trade Report - CategoryContact
Test file request, testing and change questionsJanette Lachica
Transaction Services and inquiries on FIX documentsRobert Malvino and Jason Rodner
Report data questions and issuesAmex Help Desk
Report transmission issues (i.e. failed transmission, delays, etc.)Amex Help Desk (day);
Amex Operations (evening)
Other reporting questions and issuesAmex Help Desk

ContactPhoneEmail
Janette Lachica212.306.1377janette.lachica@amex.com
Robert Malvino - Transaction Services212.306.1606robert.malvino@amex.com
Jason Rodner - Transaction Services212.306.1957jason.rodner@amex.com
Amex Help Desk212.306.1110aemi-preproduction-support@amex.com
Amex Operations212.306.1100operations@amex.com or DL - [Amex] Operations
Desktop SupportN/Ageneral@ticket.amex.com or General Ticket (Tech Support)
Directory Information212.306.1000N/A