| Accelr8 Technology Corporation |
| AXK |
.BC |
Equity and Years of Losses |
01/15/09 |
|
| ADVENTRX Pharmaceuticals Inc |
| ANX |
.BC |
Equity and Years of Losses |
06/03/09 |
|
| American Biltrite Inc |
| ABL |
.BC |
Equity and Years of Losses |
05/28/09 |
|
| American Spectrum Realty, Inc |
| AQQ |
.BC |
Equity and Years of Losses |
09/23/08 |
|
| ARMOUR Residential REIT, Inc. |
| ARR |
.BC |
Distribution Requirements |
12/14/09 |
| ARR |
.BC |
Distribution Requirements |
12/14/09 |
|
| Banks.com, Inc |
| BNX |
.BC |
Low Selling Price |
09/22/09 |
|
| Cardium Therapeutics, Inc |
| CXM |
.BC |
Equity and Years of Losses |
12/28/09 |
|
| China Holdings Acquisition Corporation |
| HOL |
.BC |
Distribution Requirements |
12/15/09 |
| HOL.U |
.BC |
Distribution Requirements |
12/15/09 |
| HOL.WS |
.BC |
Distribution Requirements |
12/15/09 |
|
| China Networks International Holdings Ltd |
| CNR.U |
.BC |
Less than 400 public shareholders |
07/06/09 |
| CNR.WS |
.BC |
Less than 400 public shareholders |
07/06/09 |
| CNR |
.BC |
Less than 400 public shareholders |
07/06/09 |
|
| Competitive Technologies, Inc |
| CTT |
.BC |
Equity and Years of Losses |
12/05/08 |
|
| Cortex Pharmaceuticals, Inc |
| COR |
.BC |
Financial Impairment |
05/27/09 |
| COR |
.BC |
Equity and Years of Losses |
05/27/09 |
|
| Cycle Country Accessories Corporation |
| ATC |
.LF |
Form 10-K for the Fiscal Year Ended September 30, 2009 |
01/22/10 |
| ATC |
.LF |
Form 10-Q for the Period Ended December 31, 2009 |
02/25/10 |
|
| Cytomedix, Inc |
| GTF |
.BC |
Equity and Years of Losses |
05/15/09 |
|
| Document Security Systems, Inc |
| DMC |
.BC |
Equity and Years of Losses |
12/09/08 |
|
| Dune Energy, Inc |
| DNE |
.BC |
Equity and Years of Losses |
12/28/09 |
|
| Engex, Inc |
| EGX |
.BC |
Equity and Years of Losses |
08/07/09 |
| EGX |
.BC |
Market Value of Publicly Held Shares and Net Assets less than $5,000,000 |
08/07/09 |
|
| Gasco Energy, Inc |
| GSX |
.BC |
Equity and Years of Losses |
06/25/09 |
|
| Gerova Financial Group Ltd |
| GFC.WS |
.BC |
Section 102(a) of the Company Guide: Distribution Requirements |
03/02/10 |
| GFC |
.BC |
Section 102(a) of the Company Guide: Distribution Requirements |
03/02/10 |
| GFC.U |
.BC |
Section 102(a) of the Company Guide: Distribution Requirements |
03/02/10 |
|
| GreenHunter Energy, Inc |
| GRH |
.BC |
Financial Impairment |
05/28/09 |
| GRH |
.BC |
Equity and Years of Losses |
05/28/09 |
|
| Gulfstream International Group, Inc |
| GIA |
.BC |
Equity and Years of Losses |
05/13/09 |
|
| Hyperdynamics Corporation |
| HDY |
.BC |
Financial Impairment |
03/17/09 |
|
| IA Global, Inc |
| IAO |
.BC |
Low selling price |
07/10/09 |
| IAO |
.BC |
Financial Impairment |
09/25/09 |
| IAO |
.LF |
Form 10-Q for the period ended September 30, 2009 |
11/23/09 |
| IAO |
.BC |
Equity and Years of Losses |
09/25/09 |
|
| Intelligent Systems Corp |
| INS |
.BC |
Equity and Years of Losses |
01/05/09 |
|
| Interleukin Genetics, Inc |
| ILI |
.BC |
Equity and Years of Losses |
12/23/08 |
|
| Jennifer Convertibles, Inc |
| JEN |
.BC |
Equity and Years of Losses |
01/13/10 |
|
| Lazare Kaplan International Inc |
| LKI |
.LF |
Form 10-K for the year ended 5/31/2009 |
09/16/09 |
|
| Metalline Mining Company |
| MMG |
.BC |
Equity and Years of Losses |
05/06/09 |
|
| Minco Gold Corporation |
| MGH |
.BC |
Financial Impairment |
08/07/09 |
| MGH |
.BC |
Equity and Years of Losses |
08/07/09 |
|
| Orleans Homebuilders, Inc |
| OHB |
.LF |
Form 10-K for Fiscal Year Ended June 30, 2009 |
11/27/09 |
| OHB |
.LF |
Form 10-Q for the Period Ended September 30, 2009 |
11/27/09 |
|
| Pacific Rim Mining Corp |
| PMU |
.BC |
Equity and Years of Losses |
11/11/09 |
|
| Phoenix Footwear Group, Inc |
| PXG |
.BC |
Equity and Years of Losses |
10/09/09 |
|
| Presidential Realty Corp (Class B ) |
| PDL.B |
.BC |
Equity and Years of Losses |
05/13/09 |
|
| Radient Pharmaceuticals Corporation |
| RPC |
.BC |
Financial Impairment |
12/23/09 |
|
| RegeneRX Biopharmaceuticals Inc |
| RGN |
.BC |
Equity and Years of Losses |
04/30/09 |
|
| SCOLR Pharma, Inc |
| DDD |
.BC |
Equity and Years of Losses |
06/25/09 |
| DDD |
.BC |
Financial Impairment |
09/15/09 |
|
| Telkonet, Inc |
| TKO |
.BC |
Financial Impairment |
05/27/09 |
|
| Timberline Resources Corporation |
| TLR |
.BC |
Equity and Years of Losses |
02/23/09 |
|
| Ultimate Escapes Holdings, LLC |
| UEI |
.BC |
Distribution Requirements |
12/15/09 |
| UEI |
.BC |
Listing of Additional Shares |
01/26/10 |
| UEI.U |
.BC |
Annual Shareholder Meeting |
02/10/09 |
| UEI.U |
.BC |
Distribution Requirements |
12/15/09 |
| UEI.WS |
.BC |
Annual Shareholder Meeting |
02/10/09 |
| UEI.WS |
.BC |
Distribution Requirements |
12/15/09 |
|
| US Dataworks, Inc |
| UDW |
.BC |
Equity and Years of Losses |
07/30/08 |
| UDW |
.BC |
Low Selling Price |
03/01/10 |
|
| Western Liberty Bancorp |
| WLBC |
.BC |
Sections 1003(c)(i) of the Company Guide; Distribution Requirements |
11/16/09 |
| WLBC.U |
.BC |
Sections 1003(c)(i) of the Company Guide; Distribution Requirements |
11/16/09 |
| WLBC.WS |
.BC |
Sections 1003(c)(i) of the Company Guide; Distribution Requirements |
11/16/09 |
|
| Wilshire Enterprises, Inc |
| WOC |
.BC |
Equity and Years of Losses |
12/08/09 |
|
| Xcorporeal, Inc. |
| XCR |
.BC |
Financial Impairment |
05/18/09 |
|
| Xenonics Holdings, Inc |
| XNN |
.BC |
Equity and Years of Losses |
01/23/09 |
|
|