2008 Federal Register Publications
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| File Number | Date Published | Description |
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| SR Amex 2008-73 |
10/13/08 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by American Stock Exchange LLC Relating to the Amex Price List After The Acquisition of NYSE Euronext. |
| SR Amex 2008-60 |
10/13/08 |
Order Granting Approval of a Proposed Rule Change Relating to Margin Requirements for Fixed Return Options. |
| SR Amex 2008-69 |
09/11/08 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Listing and Trading of Options on Section 107 Securities. |
| SR Amex 2008-67 |
08/18/08 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modifying the Definition of "Independent Director" in the Amex Company Guide. |
| SR Amex 2008-65 |
08/14/08 |
Notice of Filing of a Proposed Rule Change by the American Stock Exchange LLC to Allow Issuers Voluntarily Delisting ETFs and Structured Products to Submit to the Exchange a Letter from an Authorized Officer of the Issuer Rather Than a Board Resolution. |
| SR Amex 2008-64 |
08/07/08 |
Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change To Adopt New Rule 478T To Set Forth the Temporary Procedures That Will Apply to Disciplinary Proceedings Pending as of the Closing Date of the Acquisition of the Exchange by NYSE Euronext. |
| SR Amex 2008-63 |
08/07/08 |
Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change Relating to the Relocation of Equities Trading After the Acquisition of the Exchange by NYSE Euronext. |
| SR Amex 2008-62 |
08/07/08 |
Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Acquisition of the Exchange by NYSE Euronext. |
| SR Amex 2008-61 |
08/07/08 |
Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Listing and Trading of Broad-Based Index Binary Options. |
| SR Amex 2008-59 |
08/07/08 |
Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delete Outdated Sections of Its Delisting Rules. |
| SR Amex 2008-44 |
07/21/08 |
Order Approving a Proposed Rule Change Modifying the Provisions Governing Contacts Between Specialists and Issuers. |
| SR Amex 2008-40 |
07/15/08 |
Order Granting Approval of Proposed Rule Changes To Adopt a Trading Halt Rule in Connection With the Dissemination of Net Asset Value and Disclosed Portfolio for Certain Derivative Securities Products. |
| SR Amex 2008-57 |
07/11/08 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Quarterly Options Series Pilot Program. |
| SR Amex 2008-55 |
07/11/08 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Short Term Option Series Pilot Program. |
| SR Amex 2008-52 |
07/11/08 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Extension of the Linkage Fee Pilot Program. |
| SR Amex 2008-54 |
07/09/08 |
Notice of Filing of Proposed Rule Change Relating to Closed-End Fund of Hedge Fund Listing Requirements. |
| SR Amex 2008-49 |
07/09/08 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Section 107 of the Company Guide. |
| SR Amex 2008-36 |
07/07/08 |
Self-Regulatory Organizations; American Stock Exchange LLC; Order Granting Accelerated Approval of Proposed Rule Change to List and Trade Shares of the MacroShares $100 Oil Up Trust and the MacroShares $100 Oil Down Trust. |
| SR Amex 2008-39 |
06/08/08 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Listing and Trading of Trust Issued Receipts That Directly Hold Investments in Certain Financial Instruments and To Permit the Listing and Trading of Shares of Fourteen Funds of the Commodities and Currency Trust. |
| SR Amex 2008-45 |
06/02/08 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange-Traded Note Transaction Fees. |
| SR Amex 2008-40 |
05/29/08 |
Notice of Filing of Proposed Rule Changes to Adopt a Trading Halt Rule in Connection with the Dissemination of Net Asset Value and Disclosed Portfolio for Certain Derivative Securities Products. |
| SR Amex 2008-38 |
05/23/08 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Fixed Return Option Transaction Fees. |
| SR Amex 2008-41 |
05/22/08 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Position and Exercise Limits for Options on the DIAMONDS Trust. |
| SR Amex 2008-30 |
05/22/08 |
Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Amend the Eligibility Criteria for Components of an Index or Portfolio Underlying Portfolio Depositary Receipts and Index Fund Shares. |
| SR Amex 2007-107 |
05/16/08 |
Order Approving Proposed Rule Change, as Modified by Amendment Nos. 3 and 4 Thereto, Relating to Section 31 Related Fees. |
| SR Amex 2008-34 |
05/07/08 |
Order Approving a Proposed Rule Change to Give Retroactive Effect to Its Revenue Sharing Program for ETF Quoting Participants. |
| SR Amex 2008-17 |
05/06/08 |
Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Adopt Listing Rules for Fixed Income-Linked Securities, Futures-Linked Securities, and Combination-Linked Securities. |
| SR Amex 2007-129 |
04/29/08 |
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendment No. 1 Relating to an Exchange Member’s Conduct in Doing Business with the Public. |
| SR Amex 2008-14 |
04/24/08 |
Notice of Filing of Proposed Rule Change, and Amendment No. 1 Thereto, to Amend Rule 903C to Permit the Listing and Trading of Additional Index Options Series. |
| SR Amex 2008-07 |
04/21/08 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Currency Forward Pricing for Currency-Linked Securities. |
| SR Amex 2007-131 |
04/21/08 |
Order Approving Proposed Rule Change, as Modified by Amendment No. 1, Relating to Generic Listing Standards For Index Multiple Fund Shares and Index Inverse Fund Shares. |
| SR Amex 2008-35 |
04/17/08 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify That Current Limitations on the Trade Allocation Match for Registered Traders in ETFs Also Apply to DARTs. |
| SR Amex 2008-32 |
04/17/08 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Allocation of Executed Options Contracts. |
| SR Amex 2008-28 |
04/04/08 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rebates to Specialists for Options Transaction Fees Resulting from Linkage P/A Orders. |
| SR Amex 2008-31 |
04/04/08 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Quarterly Options Series Pilot Program To Permit the Listing of Additional Series. |
| SR Amex 2008-25 |
03/20/08 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adding Designated Amex Remote Traders to Amex's Revenue Sharing Program. |
| SR Amex 2008-23 |
03/20/08 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Restore Amex's Revenue Sharing Program for ETF Quoting Participants. |
| SR Amex 2008-17 |
03/20/08 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 thereto to Adopt Listing Rules for Fixed Income-Linked Securities, Futures-Linked Securities, and Combination-Linked Securities. |
| SR Amex 2008-24 |
03/19/08 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Additional Options Classes in the Options Penny Quoting Pilot Program. |
| SR Amex 2008-21 |
03/19/08 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Eliminate the Nasdaq UTP Equity Fee Schedule. |
| SR Amex 2008-05 |
03/18/08 |
Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to Smaller Reporting Companies. |
| SR Amex 2008-04 |
03/19/08 |
Order Granting Accelerated Approval of Proposed Rule Change Relating to the Dissemination of the Index Value for Index-Linked Securities. |
| SR Amex 2008-22 |
03/17/08 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Widen the Spread Tolerances and Eliminate the Momentum Tolerances Built Into the AEMI System. |
| SR Amex 2008-13 |
03/17/08 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules Pertaining to the Terms of Index Option Contracts. |
| SR Amex 2007-131 |
03/07/08 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Generic Listing Standards For Index Multiple Fund Shares and Index Inverse Fund Shares |
| SR Amex 2008-16 |
03/03/08 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make Permanent Two Pilot Programs That Increase Position and Exercise Limits on Equity Options. |
| SR Amex 2007-109 |
02/29/08 |
Order Granting Approval of a Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to the Trading of Exchange Traded Notes (ETNs). |
| SR Amex 2008-12 |
02/29/08 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 2 thereto, Relating to the Exchange’s Options Fee Cap Pilot Program for Dividend Strategies, Merger Spreads, and Short Stock Interest Spreads. |
| SR Amex 2007-79 |
02/27/08 |
Order Granting Approval of Proposed Rule Change as Modified by Amendments No. 1, 2, and 3 Relating to Independent Directors and Audit Committee Members. |
| SR Amex 2008-09 |
02/28/08 |
Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change, and Amendment No. 1 Thereto, Relating to Options Linkage Fees. |
| SR Amex 2007-95 |
02/26/08 |
Order Granting Approval of a Proposed Rule Change Relating to the Execution of NDX and RUT Combination Orders. |
| SR Amex 2007-115 |
02/26/08 |
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, To List and Trade Shares of the SPDR Barclays Capital Global Inflation Linked Exchange-Traded Fund. |
| SR Amex 2008-11 |
02/20/08 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Delete the AEMI-One Rules. |
| SR Amex 2008-10 |
02/19/08 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 918-ANTE. |
| SR Amex 2007-36 |
02/14/08 |
Order Approving a Proposed Rule Change, as modified by Amendment No. 1, to Eliminate a Volume Add-on to Amex Options Specialist Financial Requirements. |
| SR Amex 2008-02 |
02/14/08 |
Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of Managed Fund Shares, Fees Applicable to Managed Fund Shares, and the Listing and Trading of Shares of the Bear Stearns Current Yield Fund. |
| SR Amex 2008-06 |
02/13/08 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Amex Rule 3–AEMI. |
| SR Amex 2008-08 |
02/08/08 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Eliminate Percentage Orders and Passive Price Improving Orders on the AEMI Platform. |
| SR Amex 2006-31 |
02/08/08 |
Order Approving Proposed Rule Change, as Modified by Amendment Nos. 1, 2, and 3 Thereto, Relating to Annual Shareholder Meeting Requirements. |
| SR Amex 2007-25 |
01/30/08 |
Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, to Allow Register Options Traders to Submit Electronic Quotations and Orders From Off the Amex's Trading Floor on a Limited Basis. |
| SR Amex 2007-70 |
01/30/08 |
Order Granting Accelerated Approval of Proposed Rule Change, as modified by Amendment Nos. 1 and 2, Relating to the Listing and Trading of Units of the United States Heating Oil Fund and the United States Gasoline Fund, LP. |
| SR Amex 2007-20 |
01/24/08 |
Order Approving Proposed Rule Change as Modified by Amendment No. 1 Related to Amending Complex Orders Procedures. |
| SR Amex 2007-132 |
01/22/08 |
Order Approving a Proposed Rule Change as Modified by Amendment No. 1 Thereto to Include Volume Executed by Remote Quoting Towards the Earning of Remote Quoting Rights. |
| SR Amex 2008-03 |
01/23/08 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to ''Amex Only'' Orders and Quotes. |
| SR Amex 2007-141 |
01/14/08 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Expand, and Make Permanent, the $1 Strike Price Program. |
| SR Amex 2007-89 |
01/10/08 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Sections 132(e), 211, and 1003(d) of the Company Guide to clarify that the Exchange may delist or deny initial listing to an issuer for misrepresenting, or omitting to provide, material information to the Exchange or for failing to provide requested information within a reasonable period of time. |
| SR Amex 2007-116 |
01/07/08 |
Order Approving a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, To Harmonize the Annual Listing Fees for All Exchange Traded Funds. |
| SR Amex 2007-94 |
01/04/08 |
Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Notes Linked to the Performance of the CBOE S&P 500 PutWrite Index (PUT). |
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