At The Amex

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Approved Immediately Effective Proposed Federal Register
2008 2007 2006

2008 Approved Rule Filings

File NumberDate ApprovedDescription
SR Amex 2008-53 10/20/08 Order Granting Approval of Proposed Rule Change Related to Amendments to Rule 925 (Confirmations) and Rule 921 (Opening of Accounts).
SR Amex 2008-63 10/01/08 Order Granting Approval of Proposed Rule Change to Establish New Membership, Member Firm Conduct, and Equity Trading Rules Following the Exchange’s Acquisition by NYSE Euronext.
SR Amex 2008-60 10/02/08 Order Granting Approval of a Proposed Rule Change Relating to Margin Requirements for Fixed Return Options.
SR Amex 2008-64 09/29/08 Order Approving the Adoption of New Rule 478T To Set Forth the Temporary Procedures That Will Apply To Disciplinary Proceedings Pending as of the Closing Date of the Acquisition of Amex by NYSE Euronext.
SR Amex 2008-62 09/25/08 Notice of Filing of Amendment No. 4 and Order Granting Accelerated Approval to a Proposed Rule Change, as Modified by Amendments No. 1 and 4 Thereto, Relating to the Acquisition of the Amex by NYSE Euronext.
SR Amex 2008-65 09/25/08 Order Approving Proposed Rule Change to Allow Issuers of Exchange-Traded Funds (“ETFs”) and Structured Products Who Are Voluntarily Delisting the Securities From the Exchange and Re-Listing on Another National Securities Exchange to Submit to the Exchange a Letter from an Authorized Officer of the Issuer Rather Than a Certified Copy of Board of Directors Resolutions.
SR Amex 2008-39 07/15/08 Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the Listing and Trading of Trust Issued Receipts that Directly Hold Investments in Certain Financial Instruments and to Permit the Listing and Trading of Shares of Fourteen Funds of the Commodities and Currency Trust.
SR Amex 2008-40 07/07/08 Order Granting Approval of Proposed Rule Changes to Adopt a Trading Halt Rule in Connection with the Dissemination of Net Asset Value and Disclosed Portfolio for Certain Derivative Securities Products.
SR Amex 2008-36 06/30/08 Order Granting Accelerated Approval of Proposed Rule Change to List and Trade Shares of the MacroShares $100 Oil Up Trust and the MacroShares $100 Oil Down Trust.
SR Amex 2008-42 06/04/08 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to Equity Linked Term Notes.
SR Amex 2008-14 06/04/08 Order Approving Proposed Rule Change, and Amendment No. 1 Thereto, to Amend Rule 903C to Permit the Listing and Trading of Additional Index Options Series.
SR Amex 2008-15 05/30/08 Order Granting Approval of a Proposed Rule Change, as Modified, and Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Changes, as Modified, Relating to Listing and Trading Options on the SPDR Gold Trust.
SR Amex 2008-38 05/23/08 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Fixed Return Option Transaction Fees.
SR Amex 2008-41 05/22/08 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Position and Exercise Limits for Options on the DIAMONDS Trust.
SR Amex 2008-43 05/16/08 Order Approving Proposed Rule Change, as Modified by Amendment Nos. 3 and 4 Thereto, Relating to Section 31 Related Fees.
SR Amex 2008-30 05/15/08 Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Amend the Eligibility Criteria for Components of an Index or Portfolio Underlying Portfolio Depositary Receipts and Index Fund Shares.
SR Amex 2008-34 05/07/08 Order Approving a Proposed Rule Change to Give Retroactive Effect to Its Revenue Sharing Program for ETF Quoting Participants.
SR Amex 2008-37 05/02/08 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Roll-Out of the Amex Book Clerk Program.
SR Amex 2008-17 04/30/08 Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Adopt Listing Rules for Fixed Income-Linked Securities, Futures-Linked Securities, and Combination-Linked Securities.
SR Amex 2007-129 04/29/08 Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendment No. 1 Relating to an Exchange Member’s Conduct in Doing Business with the Public.
SR Amex 2008-07 04/21/08 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Currency Forward Pricing for Currency-Linked Securities.
SR Amex 2007-131 04/14/08 Order Approving Proposed Rule Change, as Modified by Amendment No. 1, Relating to Generic Listing Standards For Index Multiple Fund Shares and Index Inverse Fund Shares.
SR Amex 2008-28 04/04/08 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rebates to Specialists for Options Transaction Fees Resulting from Linkage P/A Orders.
SR Amex 2008-27 04/02/08 Approval to Extend the Pilot Program for the Allocation and Performance Evaluation Procedures for Securities Admitted to Dealings on an Unlisted Basis.
SR Amex 2008-09 04/01/08 Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Options Linkage Fees.
SR Amex 2008-25 03/20/08 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Restore Amex's Revenue Sharing Program for ETF Quoting Participants.
SR Amex 2008-23 03/20/08 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adding Designated Amex Remote Traders to Amex's Revenue Sharing Program.
SR Amex 2008-02 03/17/08 Notice of Filing of Amendment No. 2 to Proposed Rule Change and Order Granting Accelerated Approval of Such Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, Relating to Rules Permitting the Listing and Trading of Managed Fund Shares, Fees Applicable to Such Managed Fund Shares, and the Listing and Trading of Shares of the Bear Stearns Current Yield Fund.
SR Amex 2008-19 03/14/08 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to the Retroactive Application of the Options Fee Cap Pilot Program for Dividend Strategies, Merger Spreads, and Short Stock Interest Spreads.
SR Amex 2008-18 03/14/08 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Create a Delta Hedging Exemption from Equity Options Position Limits.
SR Amex 2008-22 03/12/08 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Widen the Spread Tolerances and Eliminate the Momentum Tolerances Built Into the AEMI System.
SR Amex 2008-04 03/12/08 Order Granting Accelerated Approval of Proposed Rule Change Relating to the Dissemination of the Index Value for Index-Linked Securities.
SR Amex 2008-13 03/07/08 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rules Pertaining to the Terms of Index Option Contracts.
SR Amex 2008-16 03/03/08 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make Permanent Two Pilot Programs That Increase Position and Exercise Limits on Equity Options.
SR Amex 2008-12 02/29/08 Order Approving the Options Fee Cap Pilot Program For Dividend Strategies, Merger Spreads and Short Stock Interest Spreads. .
SR Amex 2007-109 02/29/08 Order Granting Approval of a Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to the Trading of Exchange Traded Notes (ETNs).
SR Amex 2007-79 02/27/08 Order Granting Approval of a Proposed Rule Change as Modified by Amendment No. 1, 2, and 3 Relating to Audit Committee Members.
SR Amex 2007-115 02/20/08 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, to List and Trade Shares of the SPDR Barclays Capital Global Inflation Linked Exchange-Traded Fund..
SR Amex 2008-08 02/08/08 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Eliminate Percentage Orders and Passive Price Improving Orders on the AEMI Platform.
SR Amex 2008-06 02/07/08 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Amex Rule 3-AEMI.