At The Amex

Please note that proposed rule filings are not effective until approved by the SEC. Some rule filings may be followed by amendments that modify the original filing. Click on the following link to access the American Stock Exchange Constitution & Rules and Amex Company Guide.

Approved Immediately Effective Proposed Federal Register
2008 2007 2006 2005 2004

2004 Proposed Rule Filings

File NumberDate FiledDescription
SR Amex 2004-107
 
12/22/04
Proposal to adopt rules for the purpose of implementing the Amex New Trading Environment ("ANTE") Price Improvement Auction ("PIA").
SR Amex 2004-100
 
12/09/04
Proposal to increase the maximum size of equity orders that may be sent through its order entry system.
SR Amex 2004-84
 
Withdrawn
SR Amex 2004-82
 
10/02/04
Revision to the paragraph designations of the recently the approved Rule 118 (n) regarding an "institutional order" type for Nasdaq securities admitted to dealings on an unlisted basis to Rule 118(q).
SR Amex 2004-78
 
Withdrawn
SR Amex 2004-69
 
08/13/04
Proposal to require members and member organizations to provide notice to the Exchange of plans to engage in a public business.
SR Amex 2004-53
 
07/02/04
Proposal to extend its Auto-Ex procedures to all securities traded under its equity trading rules and to revise its rules regarding prior Floor Official approval for certain transactions in securities traded on Auto-Ex.
SR Amex 2004-27
 
04/28/04
Proposal to introduce the listing and trading of Fixed Return Optionssm ("FROs") on the Exchange.
SR Amex 2004-26
 
04/29/04
Proposal to amend Exchange Rule 170.
SR Amex 2004-01
Amendment 1
1/06/04
3/08/04
Proposes to amend paragraph (j) of Amex Rule 118, which governs the Exchange's pilot program for odd-lot order executions in Nasdaq securities, and to adopt on a permanent basis paragraph (j) of Amex Rule 118, as proposed herein, and Commentary .05 to Amex Rule 205.
SR Amex 2003-66
 
Withdrawn