2004 Proposed Rule Filings
|
|
|
| File Number | Date Filed | Description |
|
|
|
|
Proposal to adopt rules for the purpose of implementing the Amex New Trading Environment ("ANTE") Price Improvement Auction ("PIA").
|
|
|
|
Proposal to increase the maximum size of equity orders that may be sent through its order entry system.
|
|
|
|
Withdrawn |
|
|
|
Revision to the paragraph designations of the recently the approved Rule 118 (n) regarding an "institutional order" type for Nasdaq securities admitted to dealings on an unlisted basis to Rule 118(q). |
|
|
|
Withdrawn |
|
|
|
Proposal to require members and member organizations to provide notice to the Exchange of plans to engage in a public business. |
|
|
|
Proposal to extend its Auto-Ex procedures to all securities traded under its equity trading rules and to revise its rules regarding prior Floor Official approval for certain transactions in securities traded on Auto-Ex. |
|
|
|
Proposal to introduce the listing and trading of Fixed Return Optionssm ("FROs") on the Exchange. |
|
|
|
Proposal to amend Exchange Rule 170. |
|
|
|
Proposes to amend paragraph (j) of Amex Rule 118, which governs the Exchange's pilot program for odd-lot order executions in Nasdaq securities, and to adopt on a permanent basis paragraph (j) of Amex Rule 118, as proposed herein, and Commentary .05 to Amex Rule 205. |
|
|
|
Withdrawn |
|
|