At The Amex

Please note that proposed rule filings are not effective until approved by the SEC. Some rule filings may be followed by amendments that modify the original filing. Click on the following link to access the NYSE Alternext US Rules and NYSE Alternext US Company Guide.

Approved Immediately Effective Proposed Federal Register
2008 2007 2006 2005 2004

2007 Proposed Rule Filings

File NumberDate FiledDescription
SR Amex 2007-138   Withdrawn
SR Amex 2007-136   Withdrawn
SR Amex 2007-121 11/16/07 Proposal relating to the current definition of an approved person.
SR Amex 2007-120   Withdrawn
SR Amex 2007-119   Withdrawn
SR Amex 2007-112   Withdrawn
SR Amex 2007-110   Withdrawn
SR Amex 2007-106   Withdrawn
SR Amex 2007-97   Withdrawn
SR Amex 2007-88   Withdrawn
SR Amex 2007-83 08/03/07 Eliminate Discretionary Broker Voting for the Election of Directors and to Make Other Minor Technical Revisions.
SR Amex 2007-82   Withdrawn
SR Amex 2007-71   Withdrawn
SR Amex 2007-50   Withdrawn
SR Amex 2007-49
Amendment 1
05/18/07
08/29/07
Proposal Relating to the Adoption of Market Data Fees for Amex Real-Time Trade Price Service.
SR Amex 2007-38   Withdrawn
SR Amex 2007-10   Withdrawn
SR Amex 2007-06   Withdrawn