| Orders & Execution Reports |
|
| 1. |
Symbols |
Same as used on Nasdaq: 4-5 Alphas |
| 2. |
Acceptable Order Size |
99,900 shares |
| 3. |
Acceptable Order Types |
Market, Limit, Market on Close (MOC), Market on Open (OPG), Round Lot, Odd-Lot, Partial Round Lots, Sell Short, Short Exempt |
| 4. |
Minimum Price Variant (MPV) |
Penny ($0.01) |
| 5. |
Limit/Execution Prices |
Penny increments |
| 6. |
Order Terms/Instructions |
Same as used for orders for Amex-listed securities |
| 7. |
Account Types |
Same as used for orders for Amex-listed securities |
|
|
| Comparison |
|
| 1. |
System |
Amex Intraday Comparison System for Equities (IDCE) |
| 2. |
Omnibus Names |
Same as for executions in Amex-listed securities: AOF |
| 3. |
Clearing Symbols and Numbers |
Only those valid on Amex and currently used for trading in Amex-listed securities |
| 4. |
Procedures |
Same as for Amex-listed securities |
|
|
| Adjustment Processing |
|
| 1. |
Follow Amex rules - Open orders for cash dividends and reverse splits deleted by Amex Service Desk with exception of orders containing the instruction "Do Not Reduce (DNR)" |
| 2. |
Included on "AOF Adjustments Report" (Autoroute 01010571) |
|
|
| After Hours Reports/Transmissions |
|
| 1. |
Information on Nasdaq securities intermingled with Amex-listed securities information |
| 2. |
New "Primary Exchange" field:
"A" = Amex
"T" = Nasdaq
|
New Field Available:
- Machine Readable AOF Open Order File - Position 118 (Autoroute 01010106)
- Machine Readable Merged Order Log - Position 391 (Autoroute 01012391 and 01012392)
New Field Not Available:
- Print Image Merged Order Log (Autoroute 01010571)
- Print Image AOF Adds and Outs (Autoroute 01010571)
- Print Image AOF Open Order Report (Autoroute 01010571)
- Print Image AOF Adjustment Report (Autoroute 01010571)
- Limit Order Reconciliation Discrepancy Report (Autoroute 01010345)
- Amex Specialists Equity Odd-Lot File (Autoroute 01210310)
|
|
|
| Input to SIAC |
|
| 1. |
Limit Order Reconciliation (Datatrak ID: 24046) |
Available: Include with submission for Amex-listed securities |
| 2. |
Equity As Of Status Request (Datatrak ID: 24341) |
|
|
| Quote and Trade Reporting |
|
| 1. |
Through Nasdaq quote and trade dissemination facilities |
| 2. |
Amex quotes and trades identified on vendor applications by "A" in market center field |
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