| Closed-end Funds Original and Continued Listing Fees |
 |
| Number of Shares |
Original Listing* (Initial) |
Continued Listing (Annual) |
|
| Up to 5 million |
$5,000 |
$15,000 |
| 5+ to 10 million |
$5,000 |
$17,500 |
| 10+ to 15 million |
$5,000 |
$20,000 |
| 15+ to 25 million |
$5,000 |
$20,000 |
| 25+ to 50 million |
$5,000 |
$22,500 |
| More than 50 million |
$5,000 |
$30,000 |
|
|
|
* For closed-end fund issuers with more than one fund listed on the American Stock Exchange, the annual fee is determined by the total number of shares, not by the number of funds. For example, an issuer listing five closed-end funds with 5 million shares in each would have a total of 25 million shares listed and would be charged an annual fee of $20,000. Annual fees are capped at a maximum of $30,000 per issuer, regardless of the number of funds or shares listed on the Amex by that issuer.
Complete details about Amex listing fees are available in the Amex Fee Schedule or the Amex Company Guide (Sections 140-146).
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