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* The above per-share fee includes a one-time non-refundable application processing
fee of $5,000 for companies that do not have a stock or warrant issue listed on the Exchange.
(The one-time application processing fee of $5,000 does not apply to any company which
previously paid the one-time fee in connection with the listing of a debt issue.)
In the case of non-U.S. companies listed on foreign stock exchanges, the fee, including the onetime,
non-refundable application-processing fee of $5,000, will be $40,000.
Where the original listing of more than one class of stock is included in the same application, the fee is based on the
aggregate number of shares of all such classes.
Additional Shares Previously Listed Equity Issues - Additional shares will be subject to a $.02 per share listing fee, per application, subject to a minimum fee of $2,000 (for 100,000 shares or less) and a maximum fee of $45,000 (for 2.25 million shares or more). The maximum fee for listing additional shares is $60,000 per year.
The Board of Governors or its designee may, in its discretion, defer, waiver or rebate all or any part of the initial listing fees and fees for listing additional shares for equity issuers.
In cases where a new class of securities is to be listed in substitution for a previously listed class, there is a fee of $5,000 in addition to the
normal per share listing fee.
Complete details about NYSE Alternext US listing fees are available in the NYSE Alternext US Fee Schedule or the NYSE Alternext US Company Guide (Sections 140-146).
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