עברית

American Stock Exchange

Amex Advantage

Lowest Cost

In addition to providing a more efficient trading environment and unparalleled service, the Amex is also the most competitively priced national marketplace in the U.S.

ORIGINAL LISTING FEES [1] CONTINUING ANNUAL FEES [2]
SHARES
(MILLIONS)
Amex NYSE Nasdaq
Global
Market
Nasdaq
Capital
Market
Amex NYSE
[3]
Nasdaq
Global
Market*
Nasdaq
Capital
Market*
Up to 1 $40,000 $150,000 $100,000 $50,000 $16,500 $38,000 $30,000 $27,500
1+ to 2 40,000 150,000 100,000 50,000 16,500 38,000 30,000 27,500
2+ to 3 40,000 150,000 100,000 50,000 16,500 38,000 30,000 27,500
3+ to 4 40,000 150,000 100,000 50,000 16,500 38,000 30,000 27,500
4+ to 5 40,000 150,000 100,000 50,000 16,500 38,000 30,000 27,500
5+ to 6 50,000 150,000 100,000 50,000 19,000 38,000 30,000 27,500
6+ to 7 50,000 150,000 100,000 50,000 19,000 38,000 30,000 27,500
7+ to 8 50,000 150,000 100,000 50,000 19,000 38,000 30,000 27,500
8+ to 9 50,000 150,000 100,000 50,000 19,000 38,000 30,000 27,500
9+ to 10 50,000 150,000 100,000 50,000 19,000 38,000 30,000 27,500
10+ to 11 55,000 150,000 100,000 50,000 21,500 38,000 35,000 27,500
11+ to 12 55,000 150,000 100,000 50,000 21,500 38,000 35,000 27,500
12+ to 13 55,000 150,000 100,000 50,000 21,500 38,000 35,000 27,500
13+ to 14 55,000 150,000 100,000 50,000 21,500 38,000 35,000 27,500
14+ to 15 55,000 150,000 100,000 50,000 21,500 38,000 35,000 27,500
15+ to 16 65,000 150,000 100,000 75,000 21,500 38,000 35,000 27,500
16+ to 20 65,000 150,000 100,000 75,000 21,500 38,000 35,000 27,500
20+ to 25 65,000 150,000+ to 157,500 100,000 75,000 21,500 38,000 35,000 27,500
25+ to 50 65,000 157,500+ to 250,000 100,000+ to 125,000 75,000 24,500 38,000+ to 46,500 37,500 27,500
50+ to 75 65,000 250,000 [4] 150,000 75,000 32,500 46,500+ to 69,750 45,500 27,500
75+ to 100 65,000 250,000 150,000 75,000 34,000 69,750+ to 93,000 65,500 27,500
100+ to 200 65,000 250,000 150,000 75,000 34,000 93,000+ to 186,000 85,000+ to 95,000 27,500
Maximum 65,000 250,000 150,000 75,000 34,000 500,000 [5] 95,000 27,500

[1]  The original listing fee for Amex and NYSE is based on the total number of shares listed, including all shares issued and outstanding, as well as shares reserved by the Board of Directors for a specific future issuance.
The original fee for Nasdaq Global Market and Nasdaq SmallCap is based on total shares outstanding and applies to all domestic issuers and only foreign issuers listing ordinary shares.
Fees include one-time initial listing charges of $5,000 for Amex, $37,500 for NYSE, $5,000 for Nasdaq Global Market, and $5,000 for Nasdaq SmallCap, applied for the first class of securities listed by an issuer.

[2]  Newly listed companies are billed the annual fee on a pro-rata basis at the end of the calendar year in which they are listed.

[3]  NYSE annual fees payable are the greater of amounts shown under a minimum fee schedule or a fee applied on a per share basis.
Fee ranges shown here for 25+ million shares represent the maximum amount payable for each end of the share range shown.

[4]  The initial fee component of the original listings fee for common shares is capped at $250,000, including the $37,500 special charge.

[5]  Maximum $500,000 continuing annual listing fee applies to all securities listed by an issuer, other than derivative products, fixed income products, and closed-end funds.

* Nasdaq Global Market Annual Fee Schedule for ADRs ranges between $21,225 and $30,000.

* Nasdaq Capital Market Annual Fee Schedule for ADRs ranges between $17,500 and $21,000.

Source:  American Stock Exchange; New York Stock Exchange; and Nasdaq Stock Market. 09/25/07

Sales Contacts

Robert Wotczak - Sales Director

Robert WotczakSales Director
 

Phone: 212-306-2263
Fax: 212-306-5457

robert.wotczak@amex.com

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